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 January 30, 2014

1/30/2014 8:00 AM
1/30/2014 4:30 PM
Salt Creek Grill, Princeton | New Jersey

"Regulatory Update"

This seminar has been cancelled.

​​Date:​ ​​Wednesday, January 30, 2014
​8:00 am - 8:30 am
8:30 am - 4:30pm
​Salt Creek Grill
1 Rockingham Row
Princeton, NJ 08540
​Fees: ​Member:            $175
Non-Member:   $215

​​Our Speakers​ ​
Dennis Hild, Crowe Horwath LLP
Brian Nappi, Crowe Horwath LLP
Kevin O'Sullivan, Crowe Horwath LLP
Rod Smith, Crowe Horwath LLP
Stuart Feldhamer, Crowe Horwath LLP​

Event Sum​mary​

“Regulatory Update-” Dennis Hild, Crowe Horwath LLP .

-        Dennis will cover the current landscape of regulations facing financial institutions from Washington, DC


“Third Party Risk”– Speaker Brian Nappi- Crowe Horwath LLP

-        Brian will discuss risks facing all companies from third parties from IT Security, Privacy and Vendor Management


“Reputational Risk” – Kevin O’Sullivan- Crowe Horwath LLP

-        Kevin will discuss how companies manage their reputation, risks facing many companies and tools used to monitor these risks


“Increased External Audit Requirements (e.g., PCAOB requirements) and the implications for Audit Clients” – Speaker- Rod Smith- Crowe Horwath LLP

-        Rod will discuss how the PCAOB effects how external auditors perform audits in 2014 and what that means to client companies and their internal auditors.


“Anti Money Laundering Update”-Speaker Stuart Feldhamer- Crowe Horwath LLP 

-        Stuart will discuss Anti- money Laundering laws, new risks and what companies are doing to comply.


Learning Objectives- 

Attendees with receive an overview of the current regulatory climate around banking, Third party Risk and  Reputational Risk. Student will also understand regulatory updates with External Audit firms and BSA/ AML regulations.



​​On Line Registration Closes: Tuesday, January 29 at 10:00 am (or sooner if we reach capacity)
CPE:​ ​8
Level of Knowledge​: Intermediate
​Prerequisite & Advance Preperation: None​
Method of Presentation:​ Group Live​
Recommended Category of Eligibility:​ Audit​ing

Cancellation Policy:

The Chapter guarantees to each venue a minimum number of registered participants. If you register for an event, the Chapter expects you to pay the registration fee, as the Chapter incurs a cost for every registered no-show; Refunds will be granted to those giving at least 72 hours advanced notice. You are responsible for the full registration fee without cancellation notice given or with no cancellation.  Substitutions are welcome. For questions or cancellations, please contact our event manager at If you need to cancel, we ask that you do so at least 72 hours prior to the event