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 Special Two Program Event - Audit Programs and COSO

Chapter Event
11/19/2013 7:30 AM
11/19/2013 12:00 PM
HQ-2 VSP HQ, 3188 Zinfandel Drive, Rancho Cordova, CA 95670 |
A Special Two Program Event 
 Creating Value Added Work Programs with Danny Goldberg (Session 1)
Session 1 begins at 8:00 am and Session 2 begins at 10:00 am. Both sessions are 2 hours in length.

Program Overview:
Session 1 - Creating Value Added Work Programs with Danny Goldberg
Creating work programs is a lost art in many of today’s internal audit departments.  The importance of creating a focused, risk-based work program is one of the most important talents of an internal auditor.  This two hour overview course takes attendees through an overview of the audit process, end to end, and how to create value-added work programs and general tools and techniques for the evolving auditor. 
Learning Objectives/Outcomes:
The objectives of the presentation includes
·         Understanding of the overall risk assessment and how to apply these findings to create a work program.
·         General best practice formatting and contents of an audit work program
·         Differences between a general audit work program and providing additional value in the work
Who should attend: The session will be directed to all internal auditors (basic/intermediate/advanced).
Presenter: Danny Goldberg, CPA, CIA, CISA, CRISC, CRMA, CGEIT, CGMA, CCSA
Danny M. Goldberg is the Founder of GOLDSRD (, a leading provider of Staff Augmentation, Executive Recruiting and Professional Development services.  Previous, Danny led the Professional Development and Executive Recruiting Practices at Sunera.  Mr. Goldberg re-purchased his practice that he sold to Sunera in 2011. Prior to joining Sunera in January 2011, Danny founded SOFT GRC, an advisory services and professional development firm.  Danny has over 16 years of audit experience, including five as a CAE/Audit Director at two diverse companies.    The Professional Development Practice at GOLDSRD has over 100 full-day courses available for clients that can be customized.  These courses include topical matters on Internal Audit, Audit, Finance and People-Centric© (Soft Skills). 
Prior to founding SOFT GRC, Danny was the Director of SOX Compliance and Corporate Audit at Dr Pepper Snapple Group, where he led the Year One SOX Compliance efforts and assisted in building both departments.  Prior to his tenure at Dr Pepper, Danny was the Chief Audit Executive at Tyler Technologies, a publicly traded technology company (Danny was hired to build the department from the ground up). 
Danny has served on the audit committee of the Dallas Independent School District and was the Chairman of the North Texas Leadership Council of the American Lung Association in 2012.  Danny is also the IIA Dallas and Fort Worth Chapter Programs Committee Co-Chairman for the 2012-2013 year.
Danny is accredited as the professional commentator on the publication BNA Tax and Accounting Portfolio, Internal Auditing: Fundamental Principles (Accounting Policy and Practice Series), which is authored by renowned audit scholars Curtis C. Verschoor and Mort A. Dittenhofer – co-author of Sawyer’s Internal Auditing.  He is currently writing a publication on Communication: People-Centric© Skills that will be published by Wiley in 2014.
He has also published numerous articles in trade magazines, including:
           The Audit Report (Critical Thoughts on Critical Thinking, June 2013) – Cover Article
           ISACA Journal (The Importance of the ARA, Volume 4, 2012)
           ISACA Journal (The Missing Piece: Optimized Interpersonal Skills, Volume 3, 2012)
           The Audit Report (Executive Search: Knowing the Company is as Important as Knowing the Candidate, December 2011)
           ISACA Journal (General Auditing for the IT Auditor: An Overview, Volume 3, 2011)
           The Audit Report (11 Hot Topics for 2011, March 2011)
           Dallas Business Journal (The Yes Man Phenomenon, January 2011)
Danny is a well-known speaker across the nation at numerous IIA and ISACA sponsored events.  He currently works with over 100 professional associations around the world and numerous Fortune 1000 companies, assisting in their professional development efforts.  Mr. Goldberg has been recognized as a top speaker at numerous events over the past years, including:
           6th overall ranked speaker out of 116 – 2013 IIA International Conference
           8th overall ranked speaker out of 120 – 2012 IIA International Conference
           “Top Rated” Speaker – IIA Triple Play Event – May 2013 (4.84/5.00)
           “Top Rated” (Excellent/Outstanding) Speaker – 20th Annual American Society for Quality (ASQ) Audit Division Conference (out of 44 presenters)
Danny is a Certified Public Accountant, Certified Internal Auditor, Certified Information Systems Auditor, Certified in the Governance of Enterprise Information Technology, Certified in Risk and Information Systems Control, Certified in Risk Management Assurance, has obtained his Certification in Control Self-Assessment and is a Chartered Global Management Accountant.

COSO and PCAOB with Keith Kawashima (Session 2)
Tuesday, November 19, 2013
10:00 am Second Presentation of Breakfast Meeting
HQ-2 VSP HQ, 3188 Zinfandel Drive, Rancho Cordova, CA 95670
Program Overview:
Session 2 - COSO and PCAOB with Keith Kawashima
The Revised COSO Internal Control Framework- So What?
The COSO Internal Control- Integrated Framework was released in 1992 and has become essentially the only suitable internal control model for public companies to use for reporting on Internal Control over Financial Reporting under Section 404 of the Sarbanes-Oxley Act of 2002. The 1992 framework is translated into 7 languages and is considered by many to be the most widely accepted internal and used control model around the world used by all forms and sizes of organizations- public, private, government and not-for-profit.
On May 14, 2013 a revised Internal Control- Integrated Framework was released by COSO after a two year revision process which included public exposure and comment periods. 
In addition, Keith will cover the Standing Advisory Group of the PCAOB and why auditors should be familiar with the organization and what it does.
Learning Objectives/Outcomes:
This presentation will cover:
·         Why the framework was revised
·         What has changed and what has stayed the same
·         What organizations should be doing to transition to the revised framework
·         What is the PCAOB and why auditors should be familiar with it.
Who should attend: The session will be directed to all internal auditors (basic/intermediate/advanced).
Presenter:  Keith Kawashima, Managing Director – Protiviti
Mr. Kawashima has over 25 years of experience in finance and accounting.  This experience includes more than 15 years in Internal Audit and Risk Consulting services with Protiviti / Arthur Andersen.   It also includes more than 10 years industry experience in both Finance and Operations.  Keith is a Managing Director at Protiviti and the Internal Audit Director for Robert Half, Inc., Protiviti’s parent company.  He leads Protiviti’s Internal Audit service line for the West region of the United States.  He has been involved in all aspects of a company’s internal audit function from establishing a charter and developing a risk-based internal audit plan, to developing and executing work programs, through reporting at the audit committee and board level. 
He holds a BS and MBA from the University of California, Riverside.  He has been an active member of the IIA since 1998 and was the Past (2006 – 2009) IIA District Representative responsible for Chapter support for Northern Nevada, Northern California and Hawaii Chapters.  He holds the IIA’s Certification in Risk Management Assurance  (CRMA) and is accredited by the IIA in Quality Assessment and Independent Validation. 
Sessions 1 and 2 :
CPE: 2 each (4 total)
Field of Study: Auditing
Prerequisite: None
Advance Preparation: None
Knowledge Level: Basic
Delivery Method: Live Group
Registration Details
Attendees are required to Pre-Pay by credit card, debit card, a PayPal account or by check. No cash will be accepted at the door.
Registration for this even ends on Thursday, November 14th, 2013.
Refund and Complaint Resolution Policy:
For more information regarding administrative policies such as complaint and refund, please contact our Programs Char at
All cancellation notices must be received at least 24 hours prior to the start of the event. NO REFUNDS WILL BE GRANTED UNLESS 24 HOURS NOTICE IS GIVEN. Members may attend a future event within one year with the approval of the Event Chair.
Event Details:
Individual Session: Members $25 and Non-Members $45
Both Sessions: Members $35 and Non-Members $60

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Make your check payable to: Institute of Internal Auditors, Sacramento Chapter and send the check to the following address:
The Golden 1 Credit Union
c/o Internal Audit Department - IIA
Post Office Box 278598
Sacramento, CA 95827- 859