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 CAE Panel "Evolving Trends in Addressing Financial Risk"

Chapter Event
11/12/2013 11:00 AM
11/12/2013 1:30 PM
Hyatt Regency Embarcadero | California


You are cordially invited to attend the
 SF IIA November 2013 Chapter Meeting and Luncheon
Presenting a CAE panel discussion of
"Evolving Trends in Addressing Financial Risk"
Generously sponsored by
Date and Location Details:
Tuesday, November 12, 2013
11:00am – 1:30pm (1)
Hyatt Regency San Francisco
5 Embarcadero Center
San Francisco, CA 94111
$35 for members | $45 for non-members  $15 for students
** Advanced registration is recommended, although the SFIIA will do their best to accommodate those who pay at the door.
Earn 2 CPE Credits
Program Level: Overview
Delivery Method: Group-Live
 (1) Registration from 11 to 11:30, Lunch from 11:30 to Noon, and Presentation from Noon to 1:30
The SF IIA chapter presents the second in our four-part series of events covering key operational, financial, IT and regulatory risks. Join us on November 12th for lunch and an interactive panel discussion (with audience polling). The discussion will focus on trends in addressing financial risk, with an eye towards driving efficiency and adding value to meet increased expectations.

Evolving Trends in Addressing Financial Risk
Addressing key financial risks continues to be the cornerstone of any Internal Audit department. With heightened regulatory scrutiny and increased executive awareness come greater expectations around financial risk coverage, regardless of responsibility for SOX.  Internal Audit departments that apply innovative auditing techniques and coordinate across risk management functions are able to meet and exceed these expectations by providing value-added insights in a cost-effective manner.
Join us for a panel of high-profile Internal Audit executives and live audience benchmarking to discuss:
  • Trends in financial risk coverage as part of the overall internal audit plan
  • Alternative auditing techniques geared to address financial risk
  • Approaches to integrating and coordinating internal audit and SOX activities
  • Teaming and resource models for addressing financial risk
  • Transitioning to COSO's 2013 Internal Control Integrated Framework
The discussion will be moderated by Kathy Hevland of Ernst & Young, with an executive panel to include CAE's from technology, financial service, and consumer product sectors.
Learning Objectives
Participants will receive an overview of financial risks faced by organizations, as well as recommendations on what management and Internal Audit departments should be considering in response to these risks. The perspectives of panelists will provide attendees with accounts of real steps taken to mitigate current challenges.
The San Francisco Chapter of the Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219 – 2417. Web site: