Is your company SOX compliant? What is your role in this process as Internal Auditors? You will learn from this presentation what the SOX requirements are and how to prepare to comply. SOX overview and topics will include:
· Internal control framework
· Section 302 overview & Section 404 implementation
· Nature of control activities
· Overview of SEC guidance
· Comparison of SEC & PCAOB guidance
· SOX compliance process
Lunch Program Topic Presented by:
Clark Palmer, CPA, CIA
Southern California Edison
Clark Palmer has worked at Southern California Edison for the last 31 years. Mr. Palmer has worked roughly 1/2 of his career in Internal Audit, 1/4 in Tax Department, and the other 1/4 in the Controllers Department. His current position is a senior manager in Controllers leading the Sarbanes Oxley coordination for Edison. Mr. Palmer is a California CPA and former CIA. He graduated from Cal Poly Pomona with a Bachelors of Science degree in Business Administration with a major in Accounting.
Delivery Method: Group-Live
Program Level: All
Field of Study: Auditing
Prerequisites or Advanced Preparation: None
Come join us in Pasadena at The Women’s City Club, 160 North Oakland Ave (free parking behind building on Madison off of Walnut St).
Register by March 13, 2013:
To Register go to
Lunch is included and the event offers 1 CPE for $28 (members), $31 (non-members), $25 (groups of 5 or more) or $18 (retired members or students). Meal choices: Chicken Cordon Bleu or Vegetarian. If you are registering multiple participants please email firstname.lastname@example.org.
Payment: Remit cash or check at time of check-in. Make checks payable to: IIA-SGVC
Cancellations after March 13, 2013 and no shows will be billed. Please contact email@example.com to cancel your registration or if you want to change your food selection after completing the registration process.
Refunds: Refund requests should be received by March 13, 2013. No refunds will be granted after the event start date. Contact the Programs Chair Heidi Tong at firstname.lastname@example.org for refund, complaint or cancellation policies.
The Institute of Internal Auditors - San Gabriel Valley Chapter is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors through its website: www.learningmarket.org.